metrics that demonstrate ongoing compliance, adoption, and the return on investment of ERP technology investments. Skills...-wide data governance strategies. 0 years: Strong understanding of data quality principles, data security, and compliance...
of advisory services across various lines of business within the Canadian Wealth Management market, including Investment Advisory... allocation as well as maintain compliance with internal risk and oversight procedures Work with the partners, other practices...
Business Divisions Investment Bank Your role Are you a driven sales leader with deep market expertise...'s equity franchise and build strategic client relationships share market insights and investment ideas with institutional...
“Know Your Product” initiatives and other compliance measures for product lines participate in committees addressing... Join the Wealth Management Canada Wealth Planning team, supporting UBS Bank (Canada) and UBS Investment Management Canada Inc...
to institutional investors, and Connecticut-based SS&C Technologies, a global provider of investment and financial software-enabled... by: Liaising with the Client(s), Management and Compliance to ensure all AML/KYC requirements are met during the administration new...
and management. * Subject Matter Expertise & Compliance Communicate technical concepts clearly to ensure alignment with business.... Apply knowledge of building regulations to ensure compliance and mitigate risk. Leverage insights into financial services trends...
of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade... to join our NEI Sales team. Reporting to the Manager, Sales Support, the Sales Associate is responsible for working as part of a team...
Manager and Compliance advisor for all private-side business units within RBC Capital Markets (Canada) and escalation... of conflicts arising from Global Research. Assisting with conflict identification process for the global Corporate and Investment...
of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade... Security GRC team. Reporting to the Director of Security Governance, Risk & Compliance (GRC), the Security GRC Specialist...
of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade... to the Manager, Sales Support, the Sales Associate is responsible for working as part of a team to assist the team...
. Reporting to the Senior Manager, Client Solutions, the Supervisor Trading is responsible for leading the Qtrade Investment... service experience Investment Representative superstars Help to ensure that people know the importance of their roles...
dealer and our insurance services support thousands of investment advisors. Our asset manager, NEI Investments, specializes... tracking systems with relevant information from internal and external sources Use pertinent systems in compliance with company...
to join our Client Solutions team. Reporting to the Manager, Service Centre the Supervisor, Customer Support oversees the team... as one Service Centre team Collaborate with the Relationship Management, Operations, Compliance and IT teams to ensure the...
and our insurance services support thousands of investment advisors. Our asset manager, NEI Investments, specializes in investing... to join our IT team. Reporting to the Manager, Quality Assurance the Senior Quality Assurance Engineer is responsible...
of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade... and strategic investment guidance. The ideal candidate brings deep expertise in online brokerage, a proven track record of team...
and periodic forecasts to support business decisions, and ensure investment policy compliance. The role offers the opportunity... of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade...
dealer and our insurance services support thousands of investment advisors. Our asset manager, NEI Investments, specializes... to join our People & Culture team. Reporting to the Sr. Manager, HR Systems, the HR Reporting & Systems Analyst will be responsible...
of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade... design, automation, and optimization of our Azure cloud and hybrid infrastructure. Reporting to the Senior Manager, Data...
dealer and our insurance services support thousands of investment advisors. Our asset manager, NEI Investments, specializes... (Operations, Compliance, Product, IT) to ensure smooth platform functionality and user satisfaction Contribute to training...
profiles. Participating in the ongoing evolution of Internal Controls Management Policy (ICMP) and Regulatory Compliance... and their manager. Actual performance will be evaluated in relation to the following Key Result Areas: Operational Risk Event (ORE...