DIRECTOR OF AUDIT- IT REGULATORY ISSUES MANAGEMENT WHAT IS THE OPPORTUNITY? The Director of Audit for IT Regulatory... Issues Management will support the Senior Director of IT Audit. This position will be responsible for IT related enforcement...
and Regulatory Director is a senior management level position responsible for all data transformation and regulatory projects... delivered on time, is able to effectively communicate with the executives, to meet their ongoing management and regulatory...
, as well as Managing Director RBC US IT Audit for independent, objective assurance over the design and operation of the Bank... and heightened expectations of internal audit. This includes the coordination of IT related regulatory continuous monitoring...
, as well as Managing Director RBC US IT Audit for independent, objective assurance over the design and operation of the Bank... and heightened expectations of internal audit. This includes the coordination of IT related regulatory continuous monitoring...
and Technology Risk, Business Regulatory & Issues Management Team, US Regulatory Relations Team and Global IT Risk (Global Cyber...Job Summary Job Description What is the Opportunity? Reporting to the Director, Cyber and IT Risk within Group...
. Coordinate and escalate regional issues to the (Managing) Director for CUSO Corporate Treasury, Deputy US CAE, and US CAE... functions (including regulatory and internal audit issue validation) based on risk assessment and continuous monitoring...
from the audit activities and issues. Support the delivery of information and responses to regulatory inquiries and requests... (CNB). This role is responsible for leading the end-to-end Audit Committee (AC) and management reporting activities. The...
Portfolio Management Third Party Oversight Procurement/Sourcing for IT products and services Job responsibilities... coverage Timely and appropriate handling or escalating any indications of potential issues Regulatory Country Assignments...
Management Vendor Management/Delivery Management/Vendor Portfolio Management Third Party Oversight Procurement/Sourcing for IT... all engagements are compliant with the Corporate TPO Program. Supports internal and external audit RFIs relating to Vendor Management...
, FINRA, and regulatory frameworks governing Broker-Dealer operations. Expertise in trade reconciliations, risk management...). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management...
, and appropriately escalates enterprise observations/issues to the CRR management. Involved in making recommendations that may... in credit risk issues to senior management on the results of ongoing reviews Engages collaboratively with 3rd Line, Internal...
audit, clearing members, market participants, and senior management, and is essential to ensuring DTCC continues to operate...Job Category: Risk Management Job Description: Do you want to work on innovative projects, collaborate...
to management when issues/risks may arise. This role will require tracking of all audit and exam related requests as well as ensure... to date Coordination for project and program management regulatory concerns and providing guidance during internal/external audits. Lead...
to management when issues/risks may arise. This role will require tracking of all audit and exam related requests as well... to date Coordination for project and program management regulatory concerns and providing guidance during internal/external audits. Assist...