: o UK Senior Manager and Certification Regime administration o US SEC (SBSD)/CFTC (SD) Swap Associated Persons Designation... Compliance Risk Identification and Assessment; 2) Policy Development and Compliance Training; 3) Individual Licensing...
% cycle‑time reduction or error reduction). Grade 3 — Senior Audit results: no major findings; corrective actions closed... upgrade, POP onboarding) on time/on budget; train team on new SOPs. Grade 4 — Lead/Manager Global/regional access...
of continuous learning, inclusion, and professional growth. Ensure risk mitigation and ethical conduct by adhering to established... experience at a senior manager or manger level. Subject matter expertise in the G20 regulatory reporting regimes (EMIR, CFTC...
Senior Conflicts Manager where required. Working alongside the Client Terms Team in the analysis of engagement terms...Department/Division: Risk and Compliance Duration: Fixed Term Contract - 12 months Location: London Reports...
in simple terms. Good awareness of risk management principles and how they apply to the role. Ability to conduct training... role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA...
of unsecured-lending products and the UK credit-card market Demonstrated expertise in risk management across credit, conduct...Job Category: Product Management Job Description: About the Role As Proposition Manager for our UK Credit Card...