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Keywords: Compliance and Audits Manager, Location: New York City, NY

Page: 3

Associate Director - Compliance Advisory-Swap Dealer

#LI-POST Job Skills Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation... Derivatives impacted businesses on a global basis to ensure compliance with rules and regulations. What will you do? Assist...

Posted Date: 28 Aug 2025
Salary: $110000 - 190000 per year

Compliance Onboarding Associate

and compliance metrics. Assist in audits and regulatory inspections as required. Qualifications: Bachelor's degree in Finance... on their profiles. Identify and escalate any red flags or suspicious activities. Compliance: Ensure compliance with local...

Company: FalconX
Location: New York City, NY
Posted Date: 28 Aug 2025
Salary: $111000 - 150000 per year

Compliance Specialist

Specialist. Reporting to the Compliance Manager, the Compliance Specialist will implement and execute strategies to ensure... all Brooklyn Justice Initiatives with compliance concerns, audits, and data collection and entry. The Compliance Specialist...

Location: Brooklyn, NY
Posted Date: 21 Aug 2025
Salary: $52000 - 63500 per year

Senior Compliance Officer - Fixed Income

Application Deadline: 08/21/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance... Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding...

Company: Bank of the West
Location: New York City, NY
Posted Date: 10 Aug 2025
Salary: $135000 - 145000 per year

IT Security Awareness & Compliance Analyst

Job Title: IT Security Awareness & Compliance Analyst Location: Washington, DC, Chicago, IL, Atlanta, GA... is required. This position exists to support the Information Security Awareness Manager in executing a comprehensive security awareness...

Posted Date: 01 Aug 2025
Salary: $90000 - 120000 per year

Media Compliance Coordinator

Reports Work with Video Investment teams and external media vendors to ensure network compliance across all national video... buys Review and organize compliance reports from log supplier (EDO) Manage communication with networks to verify...

Company: Horizon Media
Location: New York City, NY
Posted Date: 01 Aug 2025
Salary: $50000 - 65000 per year

Lead Auditor - Regulatory Compliance

Manager / Regional Supervisor / Head of Local Audit of any major control weaknesses (reputational, regulatory, compliance... compliance from planning to issuance of the final report. This includes an assessment of the audited activity, the performance...

Posted Date: 31 Jul 2025
Salary: $150000 - 185000 per year

Lead Auditor - Regulatory Compliance

Job description Business type Types of Jobs - General Inspection / Audit Job title Lead Auditor - Regulatory Compliance Contract... corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 30 Jul 2025
Salary: $150000 - 185000 per year

Lead Auditor - Regulatory Compliance

Job description Business type Types of Jobs - General Inspection / Audit Job title Lead Auditor - Regulatory Compliance Contract... corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 30 Jul 2025
Salary: $150000 - 185000 per year

Compliance Officer (Legal and Compliance) : Job Level - Vice President

IM Distribution Advisory Compliance Officer Morgan Stanley Overview Morgan Stanley is a leading global financial..., perspectives and needs is an important part of our culture. Legal and Compliance Division Overview Professionals within the...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 20 Jul 2025
Salary: $120000 - 205000 per year

HR Operations & Compliance Specialist

. Reporting to the Senior Manager of HR Operations, this role will contribute to the accurate execution of compliance-related.... Generate and fulfill ad hoc and recurring HR data and reporting requests to support compliance audits and business needs...

Company: Hearst
Location: New York City, NY
Posted Date: 11 Jul 2025
Salary: $88000 - 100000 per year

Senior Environmental Compliance Analyst

Environmental Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform... highly responsible work in managing field audits of active hazardous material abatements and ensuring compliance with safe...

Company: City of New York
Location: Manhattan, NY
Posted Date: 05 Jul 2025

Chief Compliance Officer

manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal... processes to serve as Chief Compliance Officer. The selected candidate for this position will use an independent, structured...

Company: City of New York
Location: New York City, NY
Posted Date: 15 Jun 2025

Safety Manager - Gateway

and deliver more impact together. Role description: Arcadis is seeking a highly skilled and motivated Safety Manager to support... of a comprehensive safety program specific to the heavy civil tunnel project. Ensure compliance with local, state, and federal safety...

Company: Arcadis
Location: New York City, NY
Posted Date: 02 Sep 2025
Salary: $125000 - 164000 per year

Assistant Store Manager FT

as Manager on duty for any employee scheduling issues, customer complaints, etc. when Store Manager is not present. Manage store... Manager is not present. Administer the progressive steps of discipline to include verbal and written warning in the absence...

Company: Lids
Posted Date: 01 Sep 2025

Assistant Store Manager FT

as Manager on duty for any employee scheduling issues, customer complaints, etc. when Store Manager is not present. Manage store... Manager is not present. Administer the progressive steps of discipline to include verbal and written warning in the absence...

Company: Lids
Posted Date: 01 Sep 2025

Pharmacy Manager

and termination, as necessary, and ensures compliance with employment laws. Partners with Store Manager to establish expectations... communities we serve as requested by Store Manager, Healthcare Supervisor, or District Manager. Operations Counsels patients...

Company: Walgreens
Location: The Bronx, NY
Posted Date: 31 Aug 2025
Salary: $5481 - 5985 per month

Sr Program Manager, WHS, Workplace Health &Safety (WHS) Operational Excellence (OpEx)

safe, have fun, and make history. We are seeking a dedicated and knowledgeable Compliance Manager to oversee and manage... compliance with applicable regulations, including regulatory reviews, audits, and permit renewals. Internal Stakeholder...

Company: Amazon
Location: New York City, NY
Posted Date: 31 Aug 2025

Manager- Health System Specialty- SUNY Downstate

Overview: MANAGER, HEALTH SYSTEM SPECIALTY- Brooklyn, NY Job Summary: The Manager, Health System Specialty..., while optimizing financial performance and operational efficiency. The manager leads a team, collaborates with clinical...

Posted Date: 31 Aug 2025
Salary: $145000 - 165000 per year

RESIDENT DISTRICT MANAGER - NYC MARKET

Position Title: Resident District Manager - NYC market Salary: $115000 - $125000 / year As the leader in business...? Come grow your career with Eurest. Job Summary Working as a Resident District Manager (RDM), you will manage a large multi...

Company: Compass Group
Location: New York City, NY
Posted Date: 31 Aug 2025
Salary: $115000 - 125000 per year