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Keywords: Compliance Training , Location: New York City, NY

Page: 2

Senior Manager- Regulatory Compliance (Alternative Assets)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... people and possibilities. Job Description Provide regulatory compliance support to IQEQ’s investment adviser clients...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 30 Oct 2025
Salary: $115000 - 135000 per year

Regulatory Compliance Managing Director

within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs... by providing in-depth technical knowledge on enterprise risk management, risk management frameworks, and compliance management...

Company: Grant Thornton
Location: New York City, NY
Posted Date: 30 Oct 2025

Senior Manager- Regulatory Compliance (Alternative Assets)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... people and possibilities. Job Description Provide regulatory compliance support to IQEQ's investment adviser clients...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 30 Oct 2025
Salary: $115000 - 135000 per year

Financial Crimes Compliance Reporting Manager

as a leader, and grow your career. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading... the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption compliance functions. This team has global...

Company: American Express
Location: New York City, NY
Posted Date: 29 Oct 2025
Salary: $89250 - 150250 per year

Compliance Specialist

and maintaining the recertification process of in-place households. Ensuring that the community is always in compliance with the.... Prepare calculation of income worksheets and calculation of income from assets. Submit the file to Compliance for review...

Posted Date: 29 Oct 2025

AML Compliance Officer

Americas Group upholds the Firm’s commitment to maintaining robust compliance with all applicable AML regulations... assessments, working with EDD team members, handling AML training roll-out, providing advisory guidance to business stakeholders...

Company: StoneX Group
Location: New York City, NY
Posted Date: 29 Oct 2025
Salary: $125000 - 175000 per year

AML Compliance Officer

Americas Group upholds the Firm’s commitment to maintaining robust compliance with all applicable AML regulations... assessments, working with EDD team members, handling AML training roll-out, providing advisory guidance to business stakeholders...

Company: StoneX Group
Location: New York City, NY
Posted Date: 29 Oct 2025

Financial Crimes Compliance Reporting Analyst

us define the future of American Express. American Express' Global Financial Crimes Compliance (GFCC) team is responsible... for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption compliance functions. This team has global...

Company: American Express
Location: New York City, NY
Posted Date: 28 Oct 2025
Salary: $60750 - 100500 per year

Analyst-Compliance; Audit & Regulatory Engagement

an impact in this role? The Global Risk & Compliance Organization (GRC) is an independent risk management function, led by the... matters. The Compliance Risk Management team facilitates and monitors the implementation of effective compliance risk...

Company: American Express
Location: New York City, NY
Posted Date: 28 Oct 2025
Salary: $65500 - 102500 per year

Manager - Compliance Issues, Events and Remediations Program Team

us define the future of American Express. How will you make an impact in this role? As a Manager on the Compliance Issues..., Events and Remediation Governance team, you will play a pivotal role in developing and executing the firm's compliance risk...

Company: American Express
Location: New York City, NY
Posted Date: 28 Oct 2025
Salary: $89250 - 150250 per year

Compliance Administrator

A leading home care agency is seeking a detail-oriented and highly organized Compliance Administrator to ensure... healthcare experience is required—full training will be provided—making this an excellent opportunity to grow within a mission...

Company: Bhired
Location: Brooklyn, NY
Posted Date: 28 Oct 2025
Salary: $50000 - 60000 per year

Commercial Financial Services | Managing Consultant - Operational Risk & Compliance (Technology)

services consulting, in one or more of the following areas: Operational risk and/or big bank compliance (first or second line... of defense), ideally with a Global Systemically Important Bank (GSIB). Banking regulations, compliance, and risk management...

Posted Date: 26 Oct 2025

Commercial Financial Services | Senior Consultant - Operational Risk & Compliance (Technology)

compliance (first or second line of defense) Banking regulations, compliance, and risk management requirements Risk... within financial services or banking technology environments Compliance and risk assessment processes for large banks, ensuring...

Posted Date: 25 Oct 2025
Salary: $107000 - 178000 per year

Compliance, Registered Funds – Senior Vice President

About the Role iCapital is seeking a Senior Vice President to join the Regulatory and Compliance team to manage... iCapital's registered 1940 Act product compliance program. This role will work closely with Senior Portfolio Management...

Company: iCapital
Location: New York City, NY
Posted Date: 25 Oct 2025

Compliance and Operational Risk Manager- Foreign Exchange Coverage

. Assist with the development and delivery of Compliance and Operational Risk training, both face-to-face and on-line. Keep... for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third...

Company: Bank of America
Location: New York City, NY
Posted Date: 25 Oct 2025
Salary: $97200 - 192200 per year

Compliance - Risk Mgmt Director Private Equity-Executive Director

of private equity compliance at JPMorgan Chase. As part of Risk Management and Compliance, you will help keep our firm.... Job summary As the Executive Director and the Compliance Lead for Private Equity, you will be a high-level professional...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 25 Oct 2025

Sr. Technical Program Manager, AWS Compliance & Security Assurance

Description As a Sr. Technical Program Manager in AWS Compliance & Security Assurance, you'll lead strategic efforts... and celebrate a diversity of ideas, perspectives, and voices. Training & Career Growth We're continuously raising our performance...

Company: Amazon
Location: New York City, NY
Posted Date: 25 Oct 2025

Manager - Compliance

or 'the Team') in Global Risk and Compliance ('GRC'), and reports to the Director of Regulatory Risk Management. RELM supports... of regulatory training and exam-readiness materials, and driving alignment across RELM's reporting and documentation standards...

Company: American Express
Location: New York City, NY
Posted Date: 24 Oct 2025
Salary: $89250 - 150250 per year

Quality Improvement and Compliance Monitor

Job Title: Quality Improvement and Compliance Monitor Grade: 28 Salary: $107,005-$127,588 The Research Foundation... for Mental Hygiene is seeking a qualified candidate to fill a full-time Quality Improvement and Compliance Monitor position...

Company: New York State
Location: New York City, NY
Posted Date: 24 Oct 2025
Salary: $107005 - 127588 per year

Compliance Supervisor

regulatory adherence Monitoring workflows and corrective actions to maintain quality standards Training staff on compliance...A growing home care organization is seeking a Compliance Supervisor to oversee a team ensuring adherence to regulatory...

Company: Bhired
Location: Brooklyn, NY
Posted Date: 24 Oct 2025
Salary: $65000 - 80000 per year