, provide MI to all business areas, including clients whilst supporting the Head of CASS and Rebates and liaise with the wider...
and expertise to the CASS Team Provide the necessary advice regarding the operational framework, including but not limited...
including, but not limited to, CASS, MiFID II, COBS, and Consumer Duty. For further information please contact Hannah...
. Strong technical expertise in IFRS, UK GAAP, CASS rules, and FCA regulations. This firm's Asset Management Audit team delivers...
for the company's biggest compliance challenges, ensuring a smooth transition to the new CASS 15 rules. Design the... Looking For You have Financial Regulatory Expertise: Proven experience working in an E-Money Safeguarding or CASS Treasury function...
internal CASS team for operational issues and support CASS audit requirements. · Assist in preparing and maintaining cash...
, and CASS obligations, ensuring timely reporting, remediation, and escalation of risks. Collaborate and Influence Cross...
Safety initiatives for the Global Clearing Platform and support the business with CASS/CAP/GAS expertise to achieve Platform...
Consumer Duty and CASS. Monitor workloads, service levels, and SLAs across the team to ensure timely delivery. Support...
, and CASS/CAS obligations where relevant. Provide executive-level financial guidance to the CEO and board, including scenario...
with CASS rules and UK consumer duty laws. Demonstrated prior experience working in a highly matrixed, complex organization...
, and collaborate with business units to implement mitigation strategies. Support internal and external audits as required. CASS... Oversight: Ensure GIO’s adherence to CASS (Client Assets Sourcebook) regulation, coordinate the reimbursement of impacted...
brokerage sector. Support compliance with CASS rules and other financial control obligations as applicable. Controls..., Sage Intacct, NetSuite). Desirable: Experience within a brokerage or trading environment. Knowledge of CASS client...
, MAS Reporting, etc. Provide the necessary technical regulatory advice and expertise to the CASS Team Provide the necessary advice... technical regulatory advice and expertise to the CASS Team Provide the necessary advice regarding MUFG’s operational framework...
Consumer Duty and CASS. Monitor workloads, service levels, and SLAs across the team to ensure timely delivery. Support...