will provide more details. Risk and control officer will be responsible for assisting with the duties of the BURM (Business Unit... Risk Manager) for Operations. The associate will be responsible for key aspects related to issue management, risk...
knowledge to contribute to team output and development - Contribute to business plan for area, establish risk/contingency plans...We're seeking someone to join our team as a New York Swaps Reporting lead in Ops Risk & Regulatory Control to manage...
of benefits to its employees. Role Description The Vice President, Business Risk will support the Business Risk Manager..., Business, Risk Management, or a related field. Additional Requirements SMBC's employees participate in a Hybrid workforce...
Firm Risk Management Firm Risk Management (FRM) enables Morgan Stanley to achieve its business goals by partnering... with business units across the Firm to realize efficient risk-adjusted returns, acting as a strategic advisor to the Board...
functions related to the Complex. In conjunction with the Complex Manager and other Risk Officers within the Complex, the Senior... policies, and other regulations. The Senior Risk Officer keeps the Complex Manager informed of significant matters within the...
opportunity to assist with other risk initiatives. Sarbanes Oxley For assigned business processes and supporting systems... to the newest products and platforms, embrace new business models, employ breakthrough tools, and provide powerful insights...
, and investment). Escalate operational risk loss events, control deficiencies and risks that you identify to your line manager and the...Job Summary Job Description Senior Quantitative Risk Analyst, RBC Capital Markets LLC, New York, NY...
of services to our business units. LCD is made up of the Legal, Regulatory Relations, and Non-Financial Risk departments... operational risk across the full scope of its business activities, including revenue-generating activities (e.g., fund investment...
management and assessment, regulatory and compliance, general IT risk/IT operation as well as business lines and workflow... in financial/banking industry is required Certified Third Party Risk Professional or Certified Regulatory Vendor Program Manager...
or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: The main objective... as administrator for multiple platform services and fulfill requests from department Technical Project Manager Define and execute...
beneficiaries and the City of New York. The Investment Officer - Performance & Risk Reporting is responsible for the production..., validation, and analysis of investment performance and risk metrics across large multi-asset class portfolios managed on behalf...
Compliance Manager (CRCM) Analytical skills to understand risk rating scoring Experience with managing or performing...Summary: Reporting to the Head of Compliance Risk Assessment within the Transversal Compliance Team, the Compliance...
Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment... Risk Assessment within the Transversal Compliance team. Key Internal Contacts: Business and Service units of the Firm...
Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment... Risk Assessment within the Transversal Compliance team. Key Internal Contacts: Business and Service units of the Firm...
market risk framework. Leads/participates in the design, implementation and management of core business/group processes... and established processes. Reviews new business initiatives and monitors existing initiatives to identify potential risk situations...
Officer and/or the Regional Risk Officer Focuses on business ethics and regulatory and compliance practices Provides... with customer complaints and litigation Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory...
and providing financial advice to your clients, a role as a Business Relationship Manager is for you. As a Business Relationship... Manager I (BRM) in Business Banking, you'll be helping to improve the lives of our clients and the well-being...
and providing financial advice to your clients, a role as a Business Relationship Manager is for you. As a Business Relationship... Manager I (BRM) in Business Banking, you'll be helping to improve the lives of our clients and the well-being...
. As a Financial Institutions Group Business Manager - Executive Director within the Global Corporate Finance & Business Management...Job Category: Business Management Job Description: The Global Corporate Finance & Business Management (F&BM) team...
as a Business Relationship Manager is for you. As a Business Relationship Manager I (BRM) in Business Banking, you'll be helping... on client experience and risk management. Job Responsibilities Acquire, manage, and retain a portfolio of 70 - 90 business...