at their own cost via our ID system in order to gain ASIC certification. If you would like to be a part of our team...
business, providing confident, pragmatic advice on complex Australian regulatory matters impacting the group (including ASIC...
that may need to be reported to regulators such as ASIC, OAIC, BCCC and APRA. You'll unpack what's happened, apply the right...
: Client Management and Client Service Assist in managing company registers, preparing and lodging ASIC forms, drafting... resolutions and other statutory documents, monitoring ASIC debt status and ensuring compliance with corporate governance standards...
, audit, or assurance within financial services. Knowledge of financial services industry, regulators (ASIC, APRA, OAIC, ASD...
Skilled in developing and maintaining strong internal and external stakeholder relationships Thorough understanding of ASIC...
also become a regulatory subject matter expert in ASIC frameworks, GICOP, AFCA obligations, and our internal complaint handling guidelines...
. Demonstrated skills Experience working in the Financial Planning industry Current AR status (registered on ASIC...
forms, minutes and resolutions, supporting legal documents and lodging documents with ASIC and related regulatory...
and industry standards, including ASIC's RG271, Life Insurance Code of Practice (LICOP), consumer protection legislation, and AFCA...
to creating an inclusive workplace. All applicants must not be on the APRA / ASIC Blacklist....
(Will be reimbursed once approved) in order to gain ASIC certification. If you would like to be a part of our team, please apply now....
, CGT) Dealing with regulatory bodies such as the ATO & ASIC on behalf of clients Providing training and mentorship...
assessments including an Ishihara test. Ability to obtain an ASIC (Criminal history clearance in the past 10 years) which ISS pay...
of compliance maturity. Engage with regulators (APRA, ASIC, AFCA, OAIC, LCCC & CALI) and manage partner governance. Champion... advisory or risk management roles within APRA/ASIC regulated environments. Deep understanding of compliance management...
. Monitor and review investment portfolios to ensure performance aligns with client objectives. Ensure compliance with ASIC...
, including Trustees and External Dispute Resolution Schemes. Thorough knowledge of ASIC's RG271 and industry codes, such as the...
of 5.5.Be able to hold an Aviation Security Identification Card (ASIC) which involves a police security checkBe passionate...
and compliance Pre-Employment Requirements Ability to pass Federal Police Checks Ability to obtain an ASIC card Ability...
checks (APRA, ASIC, Bankruptcy, National Criminal History Check, VEVO, Adverse Media Check and Reference Checks) at the...